Job Title: Senior Compliance Officer/RC
Reporting to: Conducting Officer
Location: Luxembourg
An exciting Super ManCo is looking for a new Compliance Officer/RC to join their Luxembourg team. The Super ManCo was established in Switzerland over 50 years ago and now has offices in 5 different locations and over 12 billion in assets under management. This is a great opportunity to join a dynamic and tenacious team, within the great and ever growing funds industry!
The Role:
- As compliance officer and RC, manage the in-house funds of the group as well as third party funds.
- Assessment and update of the firm's compliance governance & policies and rules and procedures in relation to AML/CFT requirements, MIFID requirements and any other CSSF circulars that may impact the business
- Conducting initial and ongoing due diligence on investment funds as well as on delegates, initiators and other counterparties
- Support the RR in providing a summary of the main compliance subjects for the monthly Conducting officer meetings and the quarterly group compliance forums
- Support the (RR) in the follow up of internal and external audit recommendations; and in the implementation of diverse new applicable regulations where required
- Sanction Screening on Clients / delegates / counterparts / Assets
- Maintenance of a good working relationship with the CSSF and other regulating authorities
The Candidate:
- Prior experience acting as RC
- Experience with MiFID II is a plus
- Understanding of EU/Luxembourg laws, regulations, and market standards
- Client-oriented with ability to build strong relationships with internal and external parties
- Ability to meet tight deadlines and work under pressure
- Fluent in English, any other language is considered as an asset
- Expertise in Luxembourg Asset Management or Asset Servicing is a plus
