Legal And Compliance Jobs | Search & Apply Today

Found 31 jobs
    • Boston, Massachusetts
    • Negotiable
    • Posted about 9 hours ago

    One of Boston's largest Hedge Funds is looking to add to their Trade Compliance team. Responsibilities Work closely with foreign exchange, fixed income, portfolio management, and reference rate staffs to critically review key trading compliance items for these business areas Perform complian...

    • Hong Kong
    • Negotiable
    • Posted 1 day ago

    Our client is a Top Japanese Bank who is looking for AVP/VP compliance review to join their APAC team. Job Responsibilities Conduct AML / CFT compliance review Conduct on-site compliance reviews to our overseas offices; Handle ad hoc projects assigned by management To understand local ...

    • Denver, Colorado
    • Negotiable
    • Posted 1 day ago

    Title: Vendor Compliance Coordinator - Digital Commercial Jeweler Company Summary: One of the fastest growing digital commerce jewelers is looking to hire a Vendor Compliance Coordinator. The firm specializes in ethically sourced fine jewelry and has built a strong commercial platform in just a...

    • London, England
    • Negotiable
    • Posted 1 day ago

    This role is based in the London office and the Compliance Associate will work alongside senior management in a varying and exciting work environments. Responsibilities - perform daily Compliance Monitoring work, following a plan. - review systems and controls, covering conduct and business ri...

    • Hamburg, Germany
    • £60000 - £70000 per annum
    • Posted 2 days ago

    Compliance Manager Role A position has recently become available for a Compliance Manager role at a market leading insurer. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. As a compliance manager, you will...

    • Chicago, Illinois
    • Negotiable
    • Posted 3 days ago

    Title: Compliance Associate - Broker-Dealer Company Summary: A well-established RIA in Chicago is launching a new Broker-Dealer platform and are looking for a talented Compliance Associate to help support the growth of this new Broker-Dealer entity, in conjunction with the firm's Chief Complian...

    • Singapore
    • Negotiable
    • Posted 5 days ago

    Key Responsibilities: Liaison with MAS and Statutory Authorities/ Auditors Framing of Policies and Procedures pertaining to the wholesale bank Preparation and review of AML/KYC policy, procedures and manual STR reporting Preparation of Compliance plan Preparation of Compliance Testing K...

    • Singapore
    • Negotiable
    • Posted 5 days ago

    Job Responsibilities * Oversee the PSA License application process * Have experience liaising directly with the MAS * Provide guidance on technical implementation of compliance related solutions/features * Conduct investigations when needed together with senior management individuals * Ensure t...

    • Singapore
    • Negotiable
    • Posted 8 days ago

    Key Responsibilities: You would be expected to administer compliance programs managed by the Compliance Control Room such as list maintenance, wall crossing, conflict management, research, regulatory requests, insider trade reporting as well as securities aggregation. You would be expected to...

    • England
    • Negotiable
    • Posted 8 days ago

    Our client is a growing external asset management firm who is looking for Compliance Officer, this person will be report directly to COO Job Description Develop and review compliance policies & procedures Provide compliance advisory on regulatory updates and internal policies Perform per...

    • Hong Kong
    • Negotiable
    • Posted 9 days ago

    Our client is a top multinational financial services institution who is looking for a mid senior compliance advisory to join their asset management business. Job Description Play a critical role in advice and support the asset management business in respect of compliance Provide complianc...

    • Luxembourg
    • 10% bonus, medical insurance,pension,30 days holiday
    • Posted 10 days ago

    Legal Counsel Goal The main goal of this position is to support various business areas with legal expertise, from the drafting of legal insurance documents and clients requests to the investigation about legal compliance across jurisdictions on a global scale. In this position, you will ...

    • Singapore
    • Negotiable
    • Posted 10 days ago

    Our client is a renowned European bank looking to fill out a team lead role for their APAC Transaction Monitoring team. Key Responsibilities Conduct AML/CTF risk monitoring on clients and account transactions covered by their APAC Transaction Monitoring team Conduct analyses and dispose of...

    • New York, USA
    • Negotiable
    • Posted 10 days ago

    An elite hedge fund ($40+ Billion AUM) is seeking to add an experienced attorney to their Legal team in New York City. This is an exciting team that focuses its work around the investment processes, strategies, and products of the firm. You will liaise regularly with internal teams across Portfo...

    • Germany
    • Negotiable
    • Posted 11 days ago

    A top international real estate firm is looking to add an AML/Compliance Officer to their team in one of their German offices. As AML/Compliance Officer you will collaborate directly with the EMEA Head of Compliance and work within all aspects of AML & Compliance, from drafting policies to workin...

    • München (81249), Bayern
    • Negotiable
    • Posted 11 days ago

    An international electronic payment provider is looking for Senior Compliance Manager in Munich. It is an international payment service provider, leading the European e-commerce market with strong presence all across EMEA. Come join the innovative and highly motivated environment. As Senior Comp...

    • Germany
    • Negotiable
    • Posted 11 days ago

    A global electronic payment provider is looking for Risk & Compliance Manager in North Rhine. It is an international payment service provider, leading the European e-commerce market with presence in 20 countries across the globe. Come join the innovative and highly motivated environment. As Risk...

    • Germany
    • Negotiable
    • Posted 11 days ago

    A global electronic payment provider is looking for Risk & Compliance Manager in North Rhine. It is an international payment service provider, leading the European e-commerce market with presence in 20 countries across the globe. Come join the innovative and highly motivated environment. As Risk...

    • Berlin, Germany
    • Negotiable
    • Posted 11 days ago

    An international, full-service "BigLaw" firm is looking for a lawyer with experience in Compliance & Investigations to join its team in Frankfurt or Berlin as a (Senior) Associate. As (Senior) Associate you will join an international team and be responsible for a range of responsibilities, from s...

    • Berlin, Germany
    • Negotiable
    • Posted 11 days ago

    An international, full-service "BigLaw" firm is looking for a lawyer with experience in Compliance & Investigations to join its team in Frankfurt or Berlin as a (Senior) Associate. As (Senior) Associate you will join an international team and be responsible for a range of responsibilities, from s...