Role: Compliance Officer
Reporting to: Conducting Officer
Location: Luxembourg
An established leading Super ManCo is seeking a qualified Compliance Officer in Luxembourg. Some of the company's services include; Investment management, Risk Management, Administration Services and Compliance Monitoring. As the Compliance Officer you will have an important role in onboarding and managing private clients, keeping up with CSSF circulars, and liaising with different teams on the updated rules and regulations. If you are looking to join a successful and growing international team - this could be the perfect role for you!
The Role:
- Onboarding, account opening and due diligence reviews, ensuring all KYC documentation meets an adequate standard and ensuring their compliance with AML/CFT and MiFID II requirements
- Perform AML risk assessments of the clients in line with Luxembourg regulations
- Perform document investment controls in accordance to MiFID II
- Assist with the identification and monitoring of regulatory requirements and market trends that may impact the business
- Perform world check name screening, monitoring against targeted financial crime sanction lists
- Provide AML training and keep policies and procedures up to date
- Act as the appointed person responsible for control (RC) of the company and contribute to the shared operational control function of the company
The Candidate:
- Graduate in law, economics, finance or similar subject;
- 3 to 5 years of relevant experience on a similar role;
- You have a solid technical knowledge of , Luxembourg compliance laws AML/CFT regulatory framework and MIFID II regulations;
- You possess excellent communication, team-building and organizational skills;
- Ability to meet tight deadlines and work under pressure
- Fluency in both written and spoken English;
