Responsibilities
- General Compliance mandates
- Reviewing marketing materials
- Maintaining and developing the compliance program/policies (SFC)
- Conduct AML/CFT Sanctions related task
- Providing compliance advice to the business
- Compliance monitoring and liaising with regulators
Requirement
- The successful candidate will possess 3-5 years of relevant compliance experience gained with asset managers
- Strong communication and interpersonal skills are required
- English is a prerequisite and Chinese language skills are advantageous