Compliance Jobs

A global proprietary trading firm is seeking a highly skilled and experienced Corporate Secretary to join its dynamic legal team in Amsterdam. This pivotal role involves ensuring the company adheres to standard financial and legal practices while maintaining the highest standards of corporate governance. The successful candidate will play a crucial...

Die Position umfasst die Vertretung der Compliance-Funktion gemäß AT 4.4.2 MaRisk sowie die Aufgaben des Auslagerungs- und Geldwäschebeauftragten. In diesen Bereichen unterstützen Sie bei der Umsetzung regulatorischer Anforderungen, führen regelmäßige Kontrollmaßnahmen durch, begleiten interne und externe Prüfungen und tragen zur kontinuierlichen B...

A fast-growing international company in the financial technology sector is seeking a Data Protection Specialist to join its Security, Privacy & Governance team. The role is based in Frankfurt am Main and involves working closely with internal teams, clients, and regulators to ensure compliance with global data protection laws.Key ResponsibilitiesMa...

Our client is a high-performing fixed income trading firm based in Amsterdam, operating at the forefront of European capital markets. With a strong focus on regulatory integrity and operational excellence, they are seeking a skilled Compliance Officer to join their second line of defence.This is a key compliance role covering both regulatory compli...

ControllerLocation: New York CityHybrid (4 days in office)Salary: $150k - $225k base + bonusAbout the Role:We are representing a leading investment manager seeking a skilled controller to join their expanding team. In this role, you will manage and oversee financial aspects, supporting the management of various direct lending platforms. You will wo...