Compliance Jobs
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Compliance Officer
Our client is a leading proprietary trading firm based in Amsterdam, renowned for its cutting-edge high-frequency and quantitative trading strategies across global markets. With a focus on liquid products, the firm combines advanced technology with deep market expertise to maintain a competitive edge. As the firm continues to scale, they are seekin...
Senior Risk & Compliance Officer
The Risk and Compliance Principal will provide independent oversight and advisory on all aspects of risk and regulatory compliance. Reporting directly to the CEO and the Board, this role is critical in ensuring the firm operates within its defined risk appetite and complies with applicable regulatory standards. The position functions as a second l...
WpHG Compliance Referent (m/w/d)
AufgabenprofilUnterstützung bei der Umsetzung neuer gesetzlicher und regulatorischer Vorgaben im FinanzdienstleistungsbereichAnalyse und Bewertung von Abläufen in Abteilungen und Niederlassungen mit Fokus auf das WertpapiergeschäftBeratung interner Teams hinsichtlich organisatorischer Anforderungen und verbraucherschutzrechtlicher FragestellungenEr...
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Compliance Generalist (Reg & Surveillance)
Our client is a globally active market maker with a strong presence in electronic trading across asset classes. With a culture rooted in innovation, speed, and precision, they are expanding their compliance advisory function in Dublin and are seeking a talented Market Compliance Advisory Officer to join their high-performing team.This is a key advi...
Chief Compliance Officer
We are partnering with a top Fintech company in Luxembourg, assisting with the search of a seasoned Chief Compliance Officer to lead the compliance function and serve as the RC under Luxembourg regulatory requirements. Key ResponsibilitiesServe as the RC (Responsable du Contrôle), ensuring the company's compliance with AML/CTF obligations under Lux...
Compliance Officer Merchant Bank (m/f/d)
About the CompanyThis Zurich-based boutique merchant bank - offers tailored financial services to entrepreneurs, corporates, and high-net-worth individuals. With a global outlook and Swiss precision, the bank provides wealth management, trade finance, and advisory services.What You'll DoLead and assess compliance for account openings, focusing on A...