Compliance Jobs
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Compliance Officer
Our client is a high-performing fixed income trading firm based in Amsterdam, operating at the forefront of European capital markets. With a strong focus on regulatory integrity and operational excellence, they are seeking a skilled Compliance Officer to join their second line of defence.This is a key compliance role covering both regulatory compli...
BDC Controller
ControllerLocation: New York CityHybrid (4 days in office)Salary: $150k - $225k base + bonusAbout the Role:We are representing a leading investment manager seeking a skilled controller to join their expanding team. In this role, you will manage and oversee financial aspects, supporting the management of various direct lending platforms. You will wo...
Regulatory Compliance Manager
Our client is a globally recognized Alternative Investment Fund Manager (AIFM), managing a diverse portfolio across private equity, real estate, infrastructure, and other alternative asset classes.They are seeking Regulatory Compliance Manager for their office in Luxembourg, where you will play a pivotal role in ensuring the firm's adherence to app...
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Head of Compliance
Location: LuxembourgCompany Type: Global Asset Management FirmReporting to: Board of DirectorsKey Responsibilities:Act as the RC with the CSSF, ensuring full compliance with Luxembourg and EU regulations.Lead the design and execution of the Compliance Monitoring Plan, including AML/CFT controls tailored to PE/RE structures.Serve as the primary poin...
MLRO (m/w/d)
Location: Cologne, GermanyDepartment: Compliance & RiskEmployment Type: Full-timeRole OverviewAs the MLRO, you will be the primary point of contact for all AML-related matters, both internally and with external regulatory bodies. You will be responsible for developing, implementing, and maintaining the company's AML framework, ensuring compliance w...
Senior Compliance Officer
A leading trading venue is seeking a seasoned Compliance professional to oversee regulatory compliance across its European operations, including its Multilateral Trading Facility (MTF) and Data Reporting Services Provider (DRSP) based in Amsterdam. This role is pivotal in supporting the firm's continued growth across the UK, Europe, and Asia. This ...