Compliance Jobs
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Compliance Officer
Our client is a high-performing fixed income trading firm based in Amsterdam, operating at the forefront of European capital markets. With a strong focus on regulatory integrity and operational excellence, they are seeking a skilled Compliance Officer to join their second line of defence.This is a key compliance role covering both regulatory compli...
Markets Compliance Officer
A multinational trading venue is seeking a highly motivated and detail-oriented Financial Markets Compliance Officer to join their compliance team in Dublin. The ideal candidate will perform generalist compliance tasks with a specialized focus on market abuse and surveillance. This role is critical in ensuring that trading activities are conducted ...
BDC Controller
ControllerLocation: New York CityHybrid (4 days in office)Salary: $150k - $225k base + bonusAbout the Role:We are representing a leading investment manager seeking a skilled controller to join their expanding team. In this role, you will manage and oversee financial aspects, supporting the management of various direct lending platforms. You will wo...
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Regulatory Compliance Manager
Our client is a globally recognized Alternative Investment Fund Manager (AIFM), managing a diverse portfolio across private equity, real estate, infrastructure, and other alternative asset classes.They are seeking Regulatory Compliance Manager for their office in Luxembourg, where you will play a pivotal role in ensuring the firm's adherence to app...
MLRO (m/w/d)
Location: Cologne, GermanyDepartment: Compliance & RiskEmployment Type: Full-timeRole OverviewAs the MLRO, you will be the primary point of contact for all AML-related matters, both internally and with external regulatory bodies. You will be responsible for developing, implementing, and maintaining the company's AML framework, ensuring compliance w...
Senior Compliance Officer
A leading trading venue is seeking a seasoned Compliance professional to oversee regulatory compliance across its European operations, including its Multilateral Trading Facility (MTF) and Data Reporting Services Provider (DRSP) based in Amsterdam. This role is pivotal in supporting the firm's continued growth across the UK, Europe, and Asia. This ...