Compliance Jobs
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Compliance Officer
We're seeking an experienced Compliance professional to join a dynamic impact investment firm. As part of a small but impactful Compliance Function, you will play a vital role in guiding the organisation through complex regulatory environments. This position supports leadership in managing compliance risks, fostering ethical practices, and ensuring...
Senior Compliance Officer
A leading trading venue is seeking a seasoned Compliance professional to oversee regulatory compliance across its European operations, including its Multilateral Trading Facility (MTF) and Data Reporting Services Provider (DRSP) based in Amsterdam. This role is pivotal in supporting the firm's continued growth across the UK, Europe, and Asia. This ...
Compliance Officer
Our client is a leading proprietary trading firm based in Amsterdam, renowned for its cutting-edge high-frequency and quantitative trading strategies across global markets. With a focus on liquid products, the firm combines advanced technology with deep market expertise to maintain a competitive edge. As the firm continues to scale, they are seekin...
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Senior Risk & Compliance Officer
The Risk and Compliance Principal will provide independent oversight and advisory on all aspects of risk and regulatory compliance. Reporting directly to the CEO and the Board, this role is critical in ensuring the firm operates within its defined risk appetite and complies with applicable regulatory standards. The position functions as a second l...
WpHG Compliance Referent (m/w/d)
AufgabenprofilUnterstützung bei der Umsetzung neuer gesetzlicher und regulatorischer Vorgaben im FinanzdienstleistungsbereichAnalyse und Bewertung von Abläufen in Abteilungen und Niederlassungen mit Fokus auf das WertpapiergeschäftBeratung interner Teams hinsichtlich organisatorischer Anforderungen und verbraucherschutzrechtlicher FragestellungenEr...
Compliance Generalist (Reg & Surveillance)
Our client is a globally active market maker with a strong presence in electronic trading across asset classes. With a culture rooted in innovation, speed, and precision, they are expanding their compliance advisory function in Dublin and are seeking a talented Market Compliance Advisory Officer to join their high-performing team.This is a key advi...