Compliance, Regulatory & AML Jobs

Chief Financial OfficerLocation: New York City, on-siteSalary: $200-300kAbout the Role:Our client, an established broker-dealer and investment bank, is seeking an experienced Chief Financial Officer to lead its finance and regulatory operations. This is a leadership role for a candidate with deep expertise in broker-dealer financial management, par...

Head of AccountingLocation: Greenwich, CTJob Type: On-Site, 5 days/weekSalary: $200,000-225,000/year + BonusClient/Job Summary:Our client is a leading commodity trading company. They are seeking a Head of Technical Accounting to lead the reporting function and oversee the collection, analysis, and dissemination of financial and operational data. Th...

W2 Only - No C2c, No 1099 , No Visa-sponsorship/HandlersWe'll Trust You To:Support the implementation of the Privacy Program, ensuring the client meets its legal, regulatory, and reputational responsibilitiesSupport, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for example, the mapping of applicab...

Director of OperationsLocation: New York CityHybrid (3 days in office), flexibleSalary: $150k - $250k base + bonusAbout the Role:We are representing a growing bank seeking a Director of Operations to join their team. In this role, you will be responsible for reconciliations, regulatory compliance, audits, break sheets, portfolio margins, clearing a...

Senior AccountantLocation: Greenwich, CTJob Type: On-SiteSalary: $90,000-105,000/yearClient/Job Summary:Our client is a leading commodity trading company. They are seeking a Senior Accountant to support the accounting functions and oversee financial reporting and compliance. This person will also support the audits and other reporting.Key Responsib...