Compliance jobs

Found 28 jobs
    • Boston, Massachusetts
    • Negotiable
    • Posted 1 day ago

    One of Boston's largest Hedge Funds is looking to add to their Trade Compliance team. Responsibilities Work closely with foreign exchange, fixed income, portfolio management, and reference rate staffs to critically review key trading compliance items for these business areas Perform complian...

    • Hong Kong
    • Negotiable
    • Posted 2 days ago

    Our client is a Top Japanese Bank who is looking for AVP/VP compliance review to join their APAC team. Job Responsibilities Conduct AML / CFT compliance review Conduct on-site compliance reviews to our overseas offices; Handle ad hoc projects assigned by management To understand local ...

    • Singapore
    • Negotiable
    • Posted 2 days ago

    Key Responsibilities: Draft and disseminate policies and procedures pertaining to the Singapore branch compliance framework Maintaining the company's compliance manual Designing a training curriculum tailored to each department Liaising with the necessary regulatory and audit authorities ...

    • Denver, Colorado
    • Negotiable
    • Posted 3 days ago

    Title: Vendor Compliance Coordinator - Digital Commercial Jeweler Company Summary: One of the fastest growing digital commerce jewelers is looking to hire a Vendor Compliance Coordinator. The firm specializes in ethically sourced fine jewelry and has built a strong commercial platform in just a...

    • London, England
    • Negotiable
    • Posted 3 days ago

    This role is based in the London office and the Compliance Associate will work alongside senior management in a varying and exciting work environments. Responsibilities - perform daily Compliance Monitoring work, following a plan. - review systems and controls, covering conduct and business ri...

    • Hamburg, Germany
    • £60000 - £70000 per annum
    • Posted 3 days ago

    Compliance Manager Role A position has recently become available for a Compliance Manager role at a market leading insurer. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. As a compliance manager, you will...

    • Malta
    • Negotiable
    • Posted 4 days ago

    A leading and high performing private debt fund based in Malta is seeking to recruit a an exceptionally talented candidate to operate in a CIO / COO position. This will be a senior management position that will lead to board director level quickly. The firm are looking for a well-organised and ...

    • Chicago, Illinois
    • Negotiable
    • Posted 4 days ago

    Title: Compliance Associate - Broker-Dealer Company Summary: A well-established RIA in Chicago is launching a new Broker-Dealer platform and are looking for a talented Compliance Associate to help support the growth of this new Broker-Dealer entity, in conjunction with the firm's Chief Complian...

    • Singapore
    • Negotiable
    • Posted 6 days ago

    Key Responsibilities: Liaison with MAS and Statutory Authorities/ Auditors Framing of Policies and Procedures pertaining to the wholesale bank Preparation and review of AML/KYC policy, procedures and manual STR reporting Preparation of Compliance plan Preparation of Compliance Testing K...

    • Singapore
    • Negotiable
    • Posted 6 days ago

    Job Responsibilities * Oversee the PSA License application process * Have experience liaising directly with the MAS * Provide guidance on technical implementation of compliance related solutions/features * Conduct investigations when needed together with senior management individuals * Ensure t...

    • Singapore
    • Negotiable
    • Posted 9 days ago

    Key Responsibilities: You would be expected to administer compliance programs managed by the Compliance Control Room such as list maintenance, wall crossing, conflict management, research, regulatory requests, insider trade reporting as well as securities aggregation. You would be expected to...

    • England
    • Negotiable
    • Posted 9 days ago

    Our client is a growing external asset management firm who is looking for Compliance Officer, this person will be report directly to COO Job Description Develop and review compliance policies & procedures Provide compliance advisory on regulatory updates and internal policies Perform per...

    • Singapore
    • Negotiable
    • Posted 11 days ago

    Our client is a renowned European bank looking to fill out a team lead role for their APAC Transaction Monitoring team. Key Responsibilities Conduct AML/CTF risk monitoring on clients and account transactions covered by their APAC Transaction Monitoring team Conduct analyses and dispose of...

    • Germany
    • Negotiable
    • Posted 12 days ago

    A top international real estate firm is looking to add an AML/Compliance Officer to their team in one of their German offices. As AML/Compliance Officer you will collaborate directly with the EMEA Head of Compliance and work within all aspects of AML & Compliance, from drafting policies to workin...

    • München (81249), Bayern
    • Negotiable
    • Posted 12 days ago

    An international electronic payment provider is looking for Senior Compliance Manager in Munich. It is an international payment service provider, leading the European e-commerce market with strong presence all across EMEA. Come join the innovative and highly motivated environment. As Senior Comp...

    • Germany
    • Negotiable
    • Posted 12 days ago

    A global electronic payment provider is looking for Risk & Compliance Manager in North Rhine. It is an international payment service provider, leading the European e-commerce market with presence in 20 countries across the globe. Come join the innovative and highly motivated environment. As Risk...

    • Germany
    • Negotiable
    • Posted 12 days ago

    A global electronic payment provider is looking for Risk & Compliance Manager in North Rhine. It is an international payment service provider, leading the European e-commerce market with presence in 20 countries across the globe. Come join the innovative and highly motivated environment. As Risk...

    • Luxembourg
    • €85000 - €100000 per annum + Targeted Bonus
    • Posted 12 days ago

    Our client a leading Insurance provider based in Luxembourg is seeking an experienced Compliance Manager to join their growing team in Luxembourg. Responsibilities Compliance: *Ensure the company fulfills Solvency II defined tasks within the compliance area. *Ensure implementation of a Compli...

    • Singapore
    • Negotiable
    • Posted 17 days ago

    Responsibilities: * Oversee PSA License application process * Provide guidance on technical implementation of compliance related solutions/features * Conduct investigations when needed together with senior management individuals * Conduct MLRO duties * Ensure the companies policies are in accor...

    • New York, USA
    • Negotiable
    • Posted 18 days ago

    Title: Compliance Officer - Digital Currency Trading Startup Company Summary: A rapidly growing crypto-currency trading firm is looking to bolster its compliance program with the addition of a knowledgeable Compliance Officer. The firm uses proprietary technology to offer unparalleled ease of a...