Compliance jobs

Found 28 jobs
    • Germany
    • Negotiable
    • Posted 1 day ago

    As Chief Compliance Officer, you will: *Be responsible for creating company policy, monitoring and measuring corporate compliance programs *Provide leadership, guidance and management to improve corporate's understanding of legal, regulatory requirements *Provide strategic recommendations, traini...

    • Luxembourg
    • Negotiable
    • Posted 1 day ago

    Legal and Compliance Officer Luxembourg One of our Investment Management firms in Luxembourg is currently seeking a Legal and Compliance Officer to expatriate clients on a global platform to build and create substantial client-company relationships. You will benefit from working both independ...

    • Hong Kong
    • Negotiable
    • Posted 3 days ago

    Our client is a top tier global asset management which offers a wide range of investment products and has offices around the globe who is looking for a compliance officer to join their team. Job Descriptions Advise on compliance issues and potential impact of regulatory trends and develop...

    • Singapore
    • Negotiable
    • Posted 3 days ago

    Job Descriptions- Lead the compliance function in the firm; ensuring compliance with regulations, legal requirements, policies and frameworks; Prepare concise and extensive compliance reports to the Board; Establishing guidelines and implementing frameworks to ensure the compliance pro...

    • Singapore
    • Negotiable
    • Posted 3 days ago

    Job Description Reviews and checks client on-boarding, account opening documentation Has final approval on all client on-boarding documentation Performs detailed due diligence on client on-boarding and account opening documentation Checks adherence to client on-boarding checklist (e.g. KYC,...

    • Berlin, Germany
    • Negotiable
    • Posted 7 days ago

    As Senior Compliance Manager, you will: *Be responsible for the assessment of all legal matters in regards to best practices *Be responsible for all aspects of AML and Terrorist Financing processes and procedures *Management of the existing compliance infrastructure and reviewing legal & regulato...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    As Information Security Officer, you will: *Report directly to the Global Head of Information Security Officer in Germany *Act as point of contact and conduct security operations activities *Ensure all Information Security requirements in Germany and European countries *Work with Operations, Engi...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    As Information Security Officer, you will: *Report directly to the Global Head of Information Security Officer in Germany *Act as point of contact and conduct security operations activities *Ensure all Information Security requirements in Germany and European countries *Work with Operations, Engi...

    • Singapore
    • S$96000 - S$96001 per annum
    • Posted 10 days ago

    JOB DESCRIPTION Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Compliance Management System. Audit Preparation and Compliance manual check controls Conduct Pre and Post Trade Monitoring of Investment Guidelines Follo...

    • Manhattan, New York
    • Negotiable
    • Posted 12 days ago

    A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the m...

    • Frankfurt am Main, Hessen
    • €75000 - €90000 per annum
    • Posted 15 days ago

    Our client, one of the world's leading corporate & investment banking groups, are currently looking to make a key hire within their growing Financial Crime function in Frankfurt. The business is synonymous with banking excellence and as such is seeking a highly qualified and motivated Financial ...

    • Zürich, Switzerland
    • Negotiable
    • Posted 16 days ago

    Our client has an exciting opportunity in a Private bank for a Senior Compliance Officer, based in Zürich. Responsibilities: Assist the Chief Compliance Officer in defining and maintaining Compliance Policies and executing a compliance controls framework Identify areas of high risk and...

    • Geneva, Switzerland
    • Negotiable
    • Posted 16 days ago

    One of our clients, a private bank based in Geneva is looking for a Senior Compliance officer to join their compliance division. Your role: Working closely with Central Compliance functions in accordance with the global compliance mandate and in line with Swiss regulatory requirements. Co...

    • Singapore
    • S$156000 - S$220000 per annum + competitive benefits
    • Posted 16 days ago

    The ideal candidate will have a proven-track record of compliance experience in banking, and is expected to have a strong familiarity with the relevant regulations, legislations and MAS Notices. You will be expected to bring new business in, and lead the regulatory and compliance practice for t...

    • Munich, Bayern
    • Negotiable
    • Posted 17 days ago

    Role: Senior Compliance & Information Security Specialist Location: Munich A leading international institution is looking for a Senior Compliance & Information Security Officer to join its team in Munich. As Senior Compliance & Information Security Officer you will join an international team and...

    • Singapore
    • S$120000 - S$120001 per annum
    • Posted 17 days ago

    Responsibilities Perform MLRO duties KYC/AML Check of account opening documents, transactions and alerts Coordinate daily compliance activities, resolve escalations Act as a domain expert for product and engineering team, provide guidance on technical implementation of compliance related so...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    We are working with one of the largest bank in the world. Our client is looking to on-board a Head of Financial Crime to come and join its business in Luxembourg. The bank has established branches in Belgium, France, Italy, Poland, Spain and the Netherlands; Luxembourg being their European headq...

    • Zürich, Switzerland
    • €120000 - €140000 per annum
    • Posted 20 days ago

    Senior Compliance Officer Switzerland Our client situated in the heart of Switzerland are currently seeking a Senior compliance Officer to execute tasks and controls to clients and prospects from Eastern Europe. As a Senior Compliance Officer, you will be reporting directly into the Head of Co...

    • London, England
    • £80000 - £90000 per annum
    • Posted 20 days ago

    Responsibilities: Oversee internal Compliance framework as well as policies and procedures. Give insight across a broad range of regulatory topics. Find practical compliance solutions on a number of regulatory topics. Oversee a team of Managers and Juniors. Conduct client calls to discus...

    • Munich, Bayern
    • €70000 - €90000 per annum
    • Posted 22 days ago

    Compliance Financial Sanctions Officer (m/w/d) Munich Our client is a successful European Commercial bank and has been awarded as a European top employer for excellent employee opportunities. The financial sanctions policy and projects team is a crucial asset of the institution protecting the b...