Financial Advisor
Job Title: Financial Advisor
Location: Palm Beach County, Florida
Firm Type: Independent Registered Investment Advisor (RIA)
Minimum AUM Requirement: $25M Transferable Assets Under Management
Certifications Required: CFP® or Series 65
Experience Required: Minimum 7 Years
About Us:
We are a boutique, client-focused Registered Investment Advisor (RIA) firm located in the heart of Palm Beach County, Florida. Our mission is to deliver personalized, fiduciary-based financial planning and investment management services to high-net-worth individuals and families. We pride ourselves on our independence, integrity, and commitment to long-term client relationships.
Position Overview:
We are seeking an experienced and credentialed Financial Advisor to join our growing team. The ideal candidate will bring a minimum of $25 million in transferable AUM, a strong track record of client service, and a passion for holistic financial planning. This is a unique opportunity to join a collaborative, entrepreneurial environment with the freedom to serve clients in a truly independent and fiduciary capacity.
Key Responsibilities:
- Manage and grow a book of business with a minimum of $25M in transferable AUM.
- Provide comprehensive financial planning and investment advisory services.
- Build and maintain long-term client relationships based on trust and performance.
- Collaborate with internal team members to deliver a seamless client experience.
- Stay current on financial markets, investment strategies, and regulatory changes.
- Uphold the highest ethical standards and act in the best interest of clients at all times.
Qualifications:
- Minimum of 7 years of experience as a financial advisor or wealth manager.
- CFP® certification or Series 65 license required.
- Proven ability to manage and grow client relationships.
- Strong knowledge of investment products, financial planning, and portfolio management.
- Excellent communication, interpersonal, and organizational skills.
- Entrepreneurial mindset with a client-first approach.
What We Offer:
- Competitive compensation structure with equity potential.
- Operational and compliance support.
- Access to cutting-edge financial planning and investment tools.
- A collaborative, values-driven culture.
- Flexibility and autonomy in managing your practice.
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your CV and details on file so when we see similar roles or see skillsets that drive growth in organisations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your CV so you can be considered for roles that have yet to be created.
Yes, we help with CV and interview preparation. From customised support on how to optimise your CV to interview preparation and compensation negotiations, we advocate for you throughout your next career move.