Chief Compliance Officer
A renowned fund management firm operating across UCITS, AIF, and PERE structures is seeking a seasoned compliance professional to lead its legal and regulatory oversight. The company offers a collaborative environment with a strong commitment to ethical standards and operational excellence.
Key Responsibilities:
- Act as Compliance Officer and RC for both the firm and its fund structures.
- Prepare and submit regulatory reports and documentation to supervisory authorities.
- Monitor delegated functions with a focus on compliance (e.g., distribution, transfer agency, investment management).
- Report directly to the Conducting Officer responsible for Legal and Compliance.
- Advise the Management Committee and Board of Directors on compliance-related matters.
- Lead the implementation of new laws and regulatory changes.
- Ensure internal policies and procedures remain compliant and up to date.
- Manage a small compliance team, including one experienced professional.
Candidate Profile:
- Minimum 10 years of relevant experience within a Luxembourg fund management company, legal department, or consultancy.
- Strong knowledge of Luxembourg's legal and regulatory framework, with proven implementation experience.
- Deep understanding of fund structures including UCITS, AIF, and PERE.
- Demonstrated project management capabilities.
- Excellent command of English (written and spoken), other additional languages will be a plus.
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