Deputy Head of Compliance

Luxembourg

Permanent

Negotiable

Financial Technology

PR/566270_1761319880

We are currently partnering with a well-established international AIFM in Luxembourg to recruit a Deputy Head of Compliance. This is a strategic leadership role suited for a seasoned compliance professional with extensive experience in regulatory compliance and AML, and a proven track record in managing teams within the funds industry.

The successful candidate will support the Head of Compliance in overseeing the firm's compliance framework, contribute to strategic decision-making, and act as a key point of contact for internal and external stakeholders, including regulators.

Key Responsibilities:

Lead and mentor members of the compliance team, ensuring high performance and professional development.
Support the Head of Compliance in managing the firm's overall compliance strategy and framework.
Oversee regulatory compliance activities, including monitoring, reporting, and policy development.
Ensure adherence to AIFMD, CSSF Circulars, MiFID II, SFDR, and other applicable EU regulations.
Take ownership of the firm's AML/CFT programme, including oversight of KYC processes, risk assessments, and suspicious activity reporting.
Liaise with the CSSF and other regulatory bodies on compliance and AML matters.
Prepare and review regulatory filings and notifications (e.g., CSSF e-Desk, RC reports).
Maintain and update compliance registers (e.g., breaches, conflicts of interest, complaints).
Provide compliance input on fund launches, distribution strategies, and investor disclosures.
Deliver internal training and promote a strong compliance culture across the organization.

Candidate Profile:

Minimum 8 years of experience in compliance within the funds/asset management industry, including management responsibilities.
Strong expertise in regulatory compliance and AML/CFT, ideally within an AIFM or UCITS ManCo.
In-depth knowledge of Luxembourg and EU regulations, including CSSF requirements.
Degree in Law, Finance, Economics, or a related field.
Professional certifications (e.g., ICA, ACAMS) are highly desirable.
Fluent in German and English (written and spoken); additional languages are a plus.
Excellent leadership, communication, and stakeholder management skills.
Strategic mindset with the ability to operate both at a tactical and operational level.

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