Compliance & Risk Officer
Position: Compliance & Risk Control Officer
Location: Shanghai
Company Type: Quantitative Private Fund Manager
We are looking for a highly driven and detail-oriented Compliance & Risk Control Officer to join a reputable quantitative private fund manager. This is a unique opportunity to play a key role in shaping and maintaining a robust compliance and risk management framework that supports our innovative investment strategies and rapid growth.
Key Responsibilities
- Develop, implement, and maintain the firm's compliance and risk control framework in accordance with AMAC, CSRC, and other relevant regulatory requirements.
- Oversee fund registration processes, investor qualification checks, risk disclosures, and ensure timely and accurate regulatory reporting.
- Lead internal compliance reviews, monitoring programs, training initiatives, and self-assessment reporting to foster a culture of compliance.
- Collaborate closely with product, strategy, and operations teams to embed compliance into all aspects of fund design and execution.
- Serve as the primary liaison with regulators, custodians, and auditors, managing ongoing filings and regulatory interactions.
- Monitor regulatory developments and proactively update internal policies, procedures, and workflows to ensure continued compliance.
Qualifications
- Bachelor's degree or above in Law, Finance, Accounting, or a related field.
- Minimum 5 years of experience in compliance or risk management within the financial services sector.
- Strong familiarity with private fund regulations and AMAC procedures is essential.
- High integrity and a clean professional record in the financial industry.
- Excellent interpersonal and problem-solving skills.
- Proficiency in English, especially for written materials and external communications, is preferred.
Additional:
- Cross-functional exposure: Go beyond traditional compliance-contribute to product design, strategic planning, and operational execution..
- Flat and transparent culture: Work in an empowering environment that values initiative, accountability, and open communication.
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