Responsable du Controle (RC)
Key Responsibilities
- Serve as the designated RC for regulated investment structures, ensuring adherence to applicable AML/CFT obligations and regulatory requirements.
- Monitor and assess compliance risks, providing guidance and escalation support on AML-related matters where required.
- Review screening results, investigate potential matches, and ensure appropriate documentation and remediation actions are carried out.
- Prepare and review periodic compliance reports, regulatory submissions, governance documentation, and responses to external reviews.
- Support board members and senior stakeholders on compliance matters, including interactions with regulatory authorities and external auditors.
- Maintain and enhance internal AML/CFT policies, procedures, and governance frameworks in line with evolving regulations.
- Perform oversight and due diligence reviews of external service providers and delegated arrangements.
- Deliver compliance awareness initiatives and contribute to regulatory monitoring activities.
- Collaborate with internal teams and external stakeholders to ensure timely completion of compliance obligations and reporting requirements.
- Participate in governance forums, committee meetings, and other compliance-related discussions as required.
Candidate Profile
- Bachelor's or Master's degree in Law, Finance, Business Administration, or a related discipline.
- Minimum of 5 years' experience within AML/CFT, compliance, regulatory oversight, or a similar function within the Luxembourg funds industry.
- Strong understanding of Luxembourg investment fund regulations and AML/CFT requirements.
- Experience working with delegated models, third-party providers, and multiple stakeholders.
- Ability to communicate effectively with senior management, board members, auditors, and regulators.
- Fluent English language skills are essential; additional European languages would be considered advantageous.
- Strong analytical skills, attention to detail, and a proactive approach to problem-solving.
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