Head of Compliance
Location: Luxembourg
Company Type: Global Asset Management Firm
Reporting to: Board of Directors
Key Responsibilities:
- Act as the RC with the CSSF, ensuring full compliance with Luxembourg and EU regulations.
- Lead the design and execution of the Compliance Monitoring Plan, including AML/CFT controls tailored to PE/RE structures.
- Serve as the primary point of contact for regulatory authorities (CSSF, CRF) and external auditors.
- Provide compliance oversight for cross-border operations, ensuring alignment with local and group-wide regulatory expectations.
- Advise senior management and the Board on regulatory risks, especially in relation to alternative investment structures.
- Oversee onboarding and due diligence for complex PE/RE fund structures and counterparties.
- Monitor regulatory developments (e.g., AIFMD, SFDR, MiFID II) and assess their impact on the business.
- Maintain and update internal compliance policies, procedures, and training programs.
- Represent Compliance in investment committees, governance forums, and strategic projects.
Ideal Candidate Profile:
- Background in Asset/Investment Management
- Minimum 10 years of compliance experience, with a strong focus on Private Equity and Real Estate.
- Proven experience as RC or senior compliance officer in Luxembourg.
- Deep knowledge of Luxembourg fund regulations, AIFMD, AML/CFT, and CSSF Circulars.
- Experience working in or with international branches.
- Strong understanding of cross-border regulatory coordination and group compliance frameworks.
- Fluent in English; French or German is a plus.
- Excellent communication, leadership, and stakeholder management skills.
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