Compliance Manager
We have partnering with a multinational financial services group, who is establishing a new investment management company in Luxembourg. The firm is launching its Luxembourg operations after a merger with the purpose of managing both UCITS and AIF structures.
As the Compliance Manager, you will be instrumental in shaping and embedding the compliance framework for the Luxembourg entity. This is a broad and hands-on role covering both regulatory compliance and financial crime compliance (FCC), including AML/CTF, sanctions, and anti-bribery and corruption. You will report directly to the Conducting Officer responsible for Risk and Compliance and work closely with group-level stakeholders.
Key Responsibilities
- Develop, implement, and maintain the compliance framework in line with CSSF requirements for both UCITS and AIFs.
- Act as the primary point of contact for regulatory compliance matters, including monitoring regulatory developments and advising the business accordingly.
- Oversee and enhance the financial crime compliance program, including AML/CTF policies, transaction monitoring, and suspicious activity reporting.
- Conduct compliance risk assessments and support the implementation of risk mitigation strategies.
- Prepare and deliver internal compliance reports and regulatory filings.
- Support the Conducting Officer in fulfilling regulatory obligations and liaising with the CSSF.
- Collaborate with group compliance and legal teams to ensure alignment with global standards and policies.
Ideal Candidate Profile
- Minimum 5 years of experience in a compliance role within the Luxembourg investment management sector.
- Strong knowledge of UCITS, AIFMD, and CSSF regulations.
- Solid understanding of financial crime compliance, including AML/CTF frameworks.
- Experience designing AML and Compliance frameworks from scratch is a plus.
- Excellent communication and stakeholder management skills.
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