VP, IA Swap Dealer Compliance
We are working with a top-tier global financial institution to hire a Vice President within their Internal Audit division. This individual will lead high-impact audits focused on Swap Dealer compliance, derivatives oversight, and regulatory risk management across global markets.
The ideal candidate will bring deep internal audit experience within financial services, with strong knowledge of swap regulations, risk frameworks, and capital markets operations.
Job Responsibilities
- Lead end-to-end audit engagements covering Swap Dealer compliance and regulatory frameworks.
- Conduct walkthroughs and control assessments with key stakeholders across business and engineering teams.
- Evaluate the effectiveness of internal controls and recommend enhancements to mitigate risk.
- Present audit findings to senior leadership and follow up on issue resolution.
- Contribute to department-wide initiatives to enhance audit methodology and infrastructure.
- Build and maintain strong relationships with global stakeholders to monitor evolving risk landscapes.
Key Requirements
- 8-10 years of internal audit, compliance, or risk experience in financial services.
- Expertise in swap regulations (Dodd-Frank Title VII, CFTC, SEC, NFA) and derivatives products.
- Strong communication and leadership skills with experience managing cross-functional teams.
- Bachelor's degree or higher in a relevant field; CPA, CIA, or similar certification preferred.
- Proficiency in Microsoft Office and familiarity with data analytic tools.
Benefits / Perks
- Global exposure and leadership opportunities.
- Inclusive, collaborative, and high-performance culture.
- Comprehensive health, wellness, and financial benefits.
- Professional development and training programs.
- Hybrid work flexibility and access to global financial hubs.
If your background aligns with this opportunity, we encourage you to apply today!
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