Responsable du Contrôle (RC) - Compliance Officer
Job Title: Responsable du Contrôle (RC) - Compliance Officer
Location: Luxembourg
Role Purpose
The RC is responsible for overseeing compliance with Luxembourg AML/CFT regulations and ensuring robust internal controls. Acting as the primary contact for AML/CFT matters with the CSSF and other authorities, the RC ensures that the firm and its managed funds meet all regulatory obligations under CSSF Regulation 12-02 and related laws.
Key Responsibilities
- AML/CFT Oversight
- Implement and maintain the AML/CFT compliance framework.
- Conduct annual AML/CFT risk assessments for the firm and managed funds.
- Review and update AML/CFT policies and procedures regularly.
- Regulatory Reporting
- Prepare periodic and ad-hoc compliance reports for the Board and CSSF.
- Register with GoAML and report suspicious transactions to the FIU.
- Monitoring & Controls
- Oversee transaction monitoring and periodic screenings (PEPs, sanctions).
- Validate KYC/KYT/KYD processes and ensure data integrity.
- Governance
- Act as central contact for AML/CFT purposes with Luxembourg authorities.
- Ensure timely responses to regulatory inquiries and audits.
- Training
- Organize annual AML/CFT training for staff and relevant stakeholders.
- Collaboration
- Work closely with the RR (Responsable du Respect) and senior management.
- Supervise junior compliance team members and provide guidance.
Profile Requirements
- Minimum 5-8 years experience in compliance within AIFM, ManCo, or fiduciary services.
- Strong knowledge of Luxembourg AML/CFT laws, CSSF Circulars, AIFM & UCITS regulations.
- Prior experience as RC or senior compliance officer is a strong asset.
- Degree in Law, Finance, or related field.
- Excellent communication skills in English and French; other languages (Italian, Spanish) are a plus.
- Ability to work under pressure, with strong organizational and analytical skills.
Offer
- Competitive salary + discretionary bonus.
- Flexible working arrangements.
- Professional development and training.
- Opportunity to play a key role in compliance governance.
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your resume and details on file so when we see similar roles or see skillsets that drive growth in organizations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your resume so you can be considered for roles that have yet to be created.
Yes, we help with resume and interview preparation. From customized support on how to optimize your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.