VP / Manager, Markets Audit & Controls Review
A leading global financial institution is looking to appoint a Markets Audit professional to join its regional team in Hong Kong. This role offers an excellent opportunity for candidates from Markets Risk, Product Control, Counterparty Credit Risk, Trading Controls, or Internal Audit backgrounds to gain broad exposure across Global Markets businesses and work closely with senior stakeholders on governance, risk, and control-related matters.
Key Responsibilities
- Participate in review assignments covering Global Markets businesses and associated support functions.
- Evaluate risk management frameworks, governance arrangements, and control environments across trading-related activities.
- Identify potential weaknesses, emerging risks, and control gaps, and provide practical recommendations for enhancement.
- Work closely with Front Office, Risk, Finance, Operations, and Compliance stakeholders throughout the review process.
- Assess the effectiveness of remediation plans and monitor progress against agreed actions.
- Prepare and present observations, findings, and recommendations to management.
- Support ongoing risk assessments and contribute to the development of future review priorities.
- Remain up to date with market developments, regulatory expectations, and industry best practices impacting Capital Markets activities.
Requirements
- Degree in Finance, Economics, Risk Management, Accounting, Banking, or a related discipline.
- 5+ years of experience within investment banking, capital markets, risk management, control functions, or audit.
- Solid understanding of traded products, market activities, and associated risks.
- Exposure to Fixed Income, FX, Equities, Credit, Derivatives, or Structured Products would be advantageous.
- Strong analytical mindset with the ability to assess complex processes and identify areas for improvement.
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