Senior Manager, Regulatory Reporting Governance & Controls
Overview
This role serves as a key advisor on regulatory reporting governance, issue management, control effectiveness, and reporting integrity while supporting strategic initiatives related to regulatory change, process improvement, and automation.
Key Responsibilities
- Lead governance and control activities supporting financial and regulatory reporting processes.
- Partner with business and control functions to enhance reporting accuracy, transparency, and operational effectiveness.
- Assess reporting processes, reconciliations, data flows, and control activities to identify risks, emerging issues, and improvement opportunities.
- Coordinate issue management activities, including root cause analysis, corrective action planning, escalation, and remediation tracking.
- Support the production, governance, and oversight of key regulatory submissions, including FR Y-15, Y-9C, Call Reports, CCAR/Y-14, FFIEC reporting, and other regulatory filings as applicable.
- Develop executive reporting, management dashboards, key risk indicators, and governance committee materials.
- Support internal audits, regulatory examinations, and supervisory reviews by coordinating responses, documentation, and stakeholder engagement.
- Maintain policies, procedures, standards, and governance documentation supporting Finance and regulatory reporting functions.
- Partner with Technology and Operations teams to improve data quality, reporting infrastructure, workflow management, and automation capabilities.
- Lead strategic initiatives involving regulatory change management, reporting transformation, process modernization, and control enhancements.
- Promote the use of analytics, artificial intelligence, and emerging technologies to improve operational efficiency and reporting oversight.
- Influence senior stakeholders across Finance, Risk, Audit, Compliance, and business functions to support a strong governance and control environment.
Qualifications
- Bachelor's degree in Accounting, Finance, Business, Economics, or a related discipline.
- 10+ years of experience within banking, financial services, capital markets, regulatory reporting, finance controls, risk management, audit, or governance functions.
- Strong knowledge of regulatory reporting requirements, banking products, financial reporting, and control frameworks.
- Experience supporting regulatory reporting programs such as FR Y-15, Y-9C, Call Reports, CCAR/Y-14, liquidity reporting, or related banking regulatory submissions.
- Experience interacting with regulators, auditors, and governance committees within a highly regulated financial institution.
- Demonstrated success leading cross-functional initiatives and influencing stakeholders across multiple business areas.
- Strong analytical, communication, problem-solving, and executive presentation skills.
- Experience with reporting, workflow, automation, analytics, or data governance platforms is preferred.
- CPA, CIA, CFA, FRM, CISA, or equivalent professional certification is a plus.
FAQs
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