Head of operations - Securities, Strategy focused
Our client, a leading securities firm with a strong presence in Greater China, is seeking a strategic and hands-on Head of Operations to lead and transform its operational infrastructure. This role is ideal for a forward-thinking leader with deep experience in process optimization, systems enhancement, and cross-border operational strategy.
Key Responsibilities
- Lead the firm's operations function across trade support, settlements, corporate actions, client onboarding, and middle office.
- Drive strategic initiatives to improve operational efficiency, scalability, and automation across all business lines.
- Oversee system upgrades and workflow redesigns, partnering with IT and vendors to implement robust infrastructure solutions.
- Collaborate with front office, compliance, risk, and finance teams to ensure seamless trade lifecycle management and regulatory alignment.
- Develop and monitor KPIs, SLAs, and control frameworks to ensure high-quality service delivery and risk mitigation.
- Lead and mentor a high-performing operations team, fostering a culture of continuous improvement and accountability.
- Act as a key liaison with Mainland China offices and stakeholders, ensuring operational consistency and regulatory compliance across jurisdictions.
Candidate Profile
- Minimum 10 years of experience in operations within securities, brokerage, or investment banking, with at least 5 years in a leadership role.
- Proven track record in systems implementation, process reengineering, and operational strategy.
- Strong understanding of trade lifecycle, post-trade operations, and regulatory frameworks across Hong Kong and Mainland China.
- Fluent in Mandarin and English (required).
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