Compliance Jobs

Company Overview A privately held, employee-owned financial services firm with a longstanding reputation in the capital markets industry is seeking a Brokerage Operations Manager to join its Dallas-based team. The firm specializes in fixed income and institutional financial services and offers a collaborative environment where operational leadershi...

Our client is a global trading and financial services firm looking to hire a Trading Operations Specialist to support client bookings and trade reporting for equities across the Asia Pacific region. This role sits within a lean regional Operations team and covers the clearance, settlement and reconciliation of trades and positions on behalf of the ...