Senior Audit Associate, Wealth Management
Location: NYC
Compensation: 100-120k base
I am currently working with an International Bank that is looking to bring on a Senior Audit Associate with a focus on Wealth Management to their team in NYC.
Ideal candidates have 4+ years of experience within internal audit and are familiar with the control environment surrounding wealth management/investments. In this role you will be participating in a variety of engagements alongside senior team members and aiding in the development of the remediation plan for control gaps and deficiencies identified in audit engagements.
Responsibilities:
- Contribute to audit engagements from end to end, from planning and scoping to execution
- Work closely with senior leadership and industry stakeholders to identify control gaps and develop plans for remediation
- Engage in quarterly and annual risk assessments
Requirements:
- 4 years of experience in Internal Audit, ideally within the context of Financial Services
- Bachelor's degree in Finance, Economics, Accounting or another related field
- Familiarity with Wealth Management, Investments, etc.
- Knowledge of applicable regulations
- Strong written and verbal communication skills
