We are currently representing large international investment bank, located in Frankfurt. In addition to its central Frankfurt office, the company maintains branches in two other big cities in Europe to expand its presence in France and the Iberian Peninsula. Emphasizing client-oriented services, the company offers a diverse array of offerings, including the origination, sales, and trading of financial instruments in debt, rates, and equity markets.
The Candidate
- At least 4-5 years of experience in compliance or AML in a financial institution, preferably within an investment banking industry
- Successful completion of a Master's degree or equivalent in Law, Business Management, Economics, or a related field.
- Fluency and proficiency in both German and English, with additional language skills in French or Spanish being advantageous. Knowledge of German and European regulatory requirements concerning the conduct of business and financial crime.
- Excellent communication skills and the ability to thrive in a dynamic international environment.
- Strong analytical skills and proficiency in relevant IT tools, including MS Office.
The Role
- Conducting regular compliance surveillance checks, which involve monitoring business operations, systems, and controls.
- Performing specific compliance monitoring focused on key regulations, conducting thorough reviews, and leading compliance investigations.
- Managing standard and complex queries from various business units and international support areas, collaborating closely with the Client Onboarding Team and employees on AML and KYC matters.
- Providing support for compliance and AML-related projects.
- Assisting in the creation and updating of annual Compliance and AML Risk Assessments.
- Contributing to the maintenance and ongoing development of MHEU Compliance policies, procedures, forms, and compliance memos.
- Participating in internal and external audit activities, including addressing and remedying audit findings.
