Senior Compliance Officer
Job Title: Senior Compliance Officer
Location: London, UK (Hybrid)
Department: Compliance
Reports To: Head of Compliance
About the Firm
A leading investment management firm specializing in alternative strategies across private equity, credit, and real assets. With a global footprint and a commitment to excellence, the firm delivers innovative solutions to institutional clients worldwide.
Role Overview
We are seeking a highly experienced Senior Compliance Officer to join a dynamic compliance team. This role will be pivotal in ensuring adherence to regulatory requirements and internal policies across multiple jurisdictions. The successful candidate will act as a trusted advisor to the business and provide strategic compliance guidance.
Key Responsibilities
- Oversee and maintain the firm's compliance framework in line with FCA and other relevant regulations.
- Advise senior management on regulatory developments and their impact on business operations.
- Conduct compliance monitoring, thematic reviews, and risk assessments.
- Manage regulatory reporting obligations and liaise with regulators as required.
- Develop and deliver compliance training programs for staff.
- Support new product launches and business initiatives from a compliance perspective.
- Lead investigations into potential breaches and implement remedial actions.
Requirements
- Minimum 7+ years of compliance experience within investment management or financial services.
- Strong knowledge of FCA rules, AIFMD, MiFID II, and other relevant regulations.
- Proven ability to manage complex compliance issues and provide pragmatic solutions.
- Excellent communication and stakeholder management skills.
- Detail-oriented with strong analytical and problem-solving capabilities.
- Professional qualifications such as CISI Diploma or equivalent are highly desirable.
What We Offer
- Competitive compensation and benefits package.
- Opportunity to work in a collaborative and high-performing environment.
- Exposure to global regulatory frameworks and complex investment strategies.
- Career development and progression opportunities.
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