Compliance Officer
Key Areas of Focus
- Support the execution of compliance monitoring activities and contribute to the continuous improvement of internal control frameworks.
- Assist in identifying potential risks, control gaps, and areas for enhancement, escalating where appropriate.
- Contribute to the maintenance of key compliance records, documentation, and internal registers.
- Work collaboratively with internal stakeholders to ensure alignment with applicable regulatory requirements and internal standards.
- Support the preparation of internal reporting and regulatory submissions where required.
- Participate in broader risk and compliance initiatives, including policy updates and process improvements.
- Provide general support to the compliance function across a range of activities as needed.
Candidate Profile
- Understanding of risk and compliance principles within a regulated environment.
- Strong attention to detail and an organized, proactive approach.
- Ability to manage multiple priorities and work collaboratively across teams.
- Clear and effective communication skills.
FAQs
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