Generalist Compliance Officer - Investment Management (m/w/d)
A private investment office, investing across various global asset classes, is seeking a diligent and intellectually curious Compliance Officer to join its dynamic legal, risk, and compliance team.
Key Responsibilities:
* Ensure compliance of investment activities with internal mandates and external regulatory/legal requirements using appropriate systems, procedures, and documentation.
* Provide compliance input to investment mandates and processes, ensuring alignment with internal policies and best practices.
* Develop, define, and implement the firm's compliance model in collaboration with the Risk Officer, General Counsel, and Investment Team Heads.
* Maintain and regularly update internal policies to ensure compliance with best practices.
* Develop systems to handle and resolve policy violations, including managing the compliance escalation process.
* Advise the CEO, senior management, and the Risk Committee on compliance matters.
* Organize training sessions to educate staff on compliance requirements.
* Lead the Data Protection Task Force and serve as the point of contact for GDPR and data protection matters.
* Monitor regulatory developments and assess their impact on the organization.
* Identify and address gaps and weaknesses in corporate compliance.
Requirements:
* Law degree or formal compliance officer education.
* Minimum of 5 years' experience in a compliance function.
* Proven experience in investment compliance.
* Strong knowledge of GDPR and data privacy.
* Familiarity with FINMA and CSSF compliance regulations.
* Fluent in German and English.
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