Compliance Officer RC
We are looking for a proactive and dependable Compliance Specialist to join a dedicated compliance team within a fast-evolving alternative investment management setting.
Responsibilities:
- Ensure the organization and its managed funds operate in line with all relevant legal and regulatory frameworks.
- Oversee compliance with reporting duties and regulatory standards, including those under AIFMD and CSSF.
- Conduct both initial and continuous AML/CFT checks on clients, investors, service providers, and investment activities.
- Collaborate with the portfolio team to assess AML/CFT risks across all managed assets.
- Supervise transfer agents and distribution partners through due diligence processes and performance reviews.
- Assist in drafting annual AML/CFT reports for submission to regulatory bodies.
- Serve as the appointed RC for designated funds, overseeing investor and investment compliance and reporting to boards and authorities.
- Implement and manage the Compliance Monitoring Plan to ensure the firm meets its regulatory responsibilities.
Candidate Profile:
- At least 5 years of experience in compliance, ideally within the investment or financial services industry.
- Experienced as an RC before.
- Strong understanding of AML/CFT laws, AIFMD, GDPR, and Luxembourg's regulatory environment.
- Excellent organizational, analytical, and communication skills.
- Capable of working both independently and as part of a team in a dynamic environment.
- Due to the sensitive nature of the position, a criminal background check will be required.
- Fluent in English, French or German will be a huge asset.
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