A leading Canadian- based bank headquartered in Chicago is looking to hire a Senior Auditor to help scale the business' Wealth Management Portfolio team, focusing on the audit portfolio for the Wealth Management line of business which includes the fiduciary account administration, investment management, and private banking.
The role is expected to be in office 1-2x per week and can sit out of Chicago, NYC, Boston, OR Atlanta.
The Senior Auditor will report to the Internal Audit Manager to execute and participate in all phases of risk-based audits in accordance with the annual audit plan, assist on ad hoc projects, and collaborate with and occasionally lead internal audit team members.
Responsibilities include:
- Perform work under the direction of the Internal Audit Manager, which can include individual or multiple audit assignments and leading audits
- Conduct risk assessment of assigned department or functional area in established/required timeline
- Review the effectiveness of internal control design
- Conduct audit testing of specified area and identify reportable issues and dimension of risk
- Assess compliance with policies and procedures
- Document audit procedures and review audit work papers
- Lead teams with focus on creating a positive and inclusive work environment
- Collaborate directly with clients
Qualifications:
- Bachelor's Degree in Accounting, Finance or related field is required
- CPA, CIA, CFIRS, or MBA or progress toward obtaining these certifications are preferred
- 4+ years of relevant experience
- Experience working in an Internal Audit department or public accounting firm
- Banking industry experience and exposure to the Wealth Management function a plus
- Knowledge of trust and fiduciary business activities preferred
- Strong analytical, written/verbal communication, interpersonal, and relationship building skills
