Lead Auditor
We are currently partnered with a top Global Asset Manager that is looking to add a Lead Auditor to their team in Newport Beach, CA.
Ideal candidates have 4+ years of experience in Internal/External Audit within the financial services industry and experience covering an asset/wealth management function is a plus. In this role, you will be planning and scoping the audit plan, leading concurrent and cross-functional audit engagements with minimal supervision, and accurately reporting control gaps and deficiencies, and aiding in the development of the remediation plan.
Responsibilities:
- Act as an AIC, managing audit engagements from start to finish
- Analyze and report control deficiencies and develop plans for remediation
- Planning and scoping numerous overlapping audits
- Communicating closely with senior management and key stakeholders to discuss proposals for solutions and ensuring adequate follow-up plans are established
Requirements:
- 4+ years in Internal/External Audit in the financial services industry, experience conducting audits in relation to asset management is a plus
- Bachelor's degree in finance, business, or another related field
- Strong ability working independently
- Excellent written and verbal communication skills
- Relevant certification preferred (CA, CPA, CFA, CIA, CISA)
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