Compliance jobs

Found 29 jobs
    • Massachusetts, USA
    • Negotiable
    • Posted about 6 hours ago

    Responsibilities Work closely with foreign exchange, fixed income, portfolio management, and reference rate staffs to critically review key trading compliance items for these business areas Perform compliance testing for business requirements that are subject to supervisor review on a regular...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted about 14 hours ago

    An American financial institution with arms in investment banking, capital markets, asset management and direct investing, is looking for a Head of Compliance to join its team in Frankfurt. With over $40 billion USD in assets and offices around the world, the firm is growing its German base. As H...

    • Luxembourg
    • £50000 - £50001 per annum
    • Posted 6 days ago

    Positions have recently become available for a Junior Compliance Officer position at a boutique, fin-tech financial services organisation, based in Luxembourg with offices in Lyon. The company specialises in payments, within the domain of the EU. This is an exiting opportunity for any candidate ...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 6 days ago

    Role: Deputy Compliance Officer Location: Frankfurt Salary: Up to 120k An award-winning FinTech is continuing its global expansion and looking for a Deputy Compliance Officer with AML experience to join its growing team in Frankfurt. As Deputy Compliance Officer you will report into the Local H...

    • Düsseldorf, Nordrhein-Westfalen
    • €60000 - €80000 per annum
    • Posted 7 days ago

    Our Client is one of the leading global commercial banks in the world, providing excellent service values to external contacts. Currently seeking an individual who is independently driven and can communicate comfortably with internal and external parties. This position will give you the opportuni...

    • Berlin, Germany
    • Negotiable
    • Posted 7 days ago

    Title: Senior Compliance Manager A European Banking Group is looking for a Senior Compliance Manager in Berlin. Come join the innovative and highly motivated environment with continuous success stories as a leading provider of investment and credit products. As Senior Compliance Manager, you wi...

    • Singapore
    • Negotiable
    • Posted 8 days ago

    KEY REQUIREMENTS Currently employed in the Compliance Division of a reputable Private Bank in Singapore Around 8 years Regulatory compliance experience in the Private Banking Strong familiarity with the SFA and FAA and other relevant legislation and MAS Notices and Circulars RES...

    • Malta
    • Negotiable
    • Posted 10 days ago

    A leading and high performing private debt fund based in Malta is hiring a Chief Investment Officer. This will be a senior management position that will lead to board director level quickly. The firm is looking for a well-organized and analytical candidate with the ability to dedicate time to m...

    • London, England
    • Negotiable
    • Posted 12 days ago

    Responsibilities: Oversee internal Compliance framework as well as policies and procedures Give insight across a broad range of regulatory topics Find practical compliance solutions on a number of regulatory topics Oversee a team of Managers and Juniors Conduct client calls to discuss C...

    • Munich, Bayern
    • Negotiable
    • Posted 13 days ago

    A position has recently become available for a Tax Compliance manager role at a market leading consultancy firm. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. You will ensure the organisation's compliance ...

    • England
    • Negotiable
    • Posted 13 days ago

    A position has recently become available for a Tax Compliance manager role at a market leading consultancy firm. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. You will ensure the organisation's compliance w...

    • Stuttgart, Baden-Württemberg
    • £80000 - £100000 per annum
    • Posted 14 days ago

    Compliance Manager Stuttgart Our client is one of the largest independent and strongest financial service providers in Germany. The cooperation is characterised by provision, diversity and solidarity. Currently seeking a Compliance Manager to work within the business of 13,00 people. This posit...

    • Singapore
    • Negotiable
    • Posted 15 days ago

    Key Responsibilities: Draft and disseminate policies and procedures pertaining to the Singapore branch compliance framework Maintaining the company's compliance manual Designing a training curriculum tailored to each department Liaising with the necessary regulatory and audit authorities ...

    • Malta
    • Negotiable
    • Posted 17 days ago

    A leading and high performing private debt fund based in Malta is seeking to recruit a an exceptionally talented Head of Investment Operations. This will be a senior management position that will lead to board director level quickly. The firm are looking for a well-organised and analytical cand...

    • Singapore
    • Negotiable
    • Posted 20 days ago

    Responsibilities: Conducting regulatory Compliance reviews ( ex: MAS 603, SFA, FAA etc.) Capacity to handle multiple distinct reviews with various stakeholders simultaneously Carry out the reviews according to the Group's testing practices Identify regulatory risks, notify accordingly and p...

    • Hong Kong
    • Negotiable
    • Posted 20 days ago

    Our client in a top tier private bank is growing aggressively here in Asia. They are currently looking for a General Compliance Manager to join their regulatory compliance team. Job Responsibilities Report to Head of Regulatory Compliance Advice business units on compliance and regulato...

    • Niedersachsen, Germany
    • Negotiable
    • Posted 21 days ago

    One of the most profitable global reinsurance groups is taking its group-wide Compliance knowledge to a new level. They are looking to bring on a dedicated Compliance L&D Manager to upskill their German teams on all things Compliance. From the creation of face-to-face and web-based training to ad...

    • Singapore
    • Negotiable
    • Posted 22 days ago

    Responsibilities: Conducting regulatory Compliance reviews ( ex: MAS 603, SFA, FAA etc.) Capacity to handle multiple distinct reviews with various stakeholders simultaneously Carry out the reviews according to the Group's testing practices Identify regulatory risks, notify accordingly and p...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 23 days ago

    A global electronic payment provider is looking for Compliance Director in Frankfurt. Recently went through an organizational change, being based in 100 countries worldwide, with 44,000 employees. Come join the international environment leading the German market with 12billion revenue. As Direct...

    • Berlin, Germany
    • Negotiable
    • Posted 23 days ago

    The market leader in e-payment service, offering an innovative experience for all individuals, are looking for a Compliance Manager. They have delivered customized multichannel approaches, streamlining the complications of financial processes. Come join the fast-growing and dynamic environment. ...