A global bank is seeking a VP level candidate to manage a small team and coordinate CFTC Trade reporting for rules 43 and 45, as well as new product roll out with the DTCC. This individual will need a strong understanding of FX, interest rates, and commodities compliance regulations and rules. In addition, the role will require extensive knowledge of how a swap dealer operates and regulations that apply. This position will work with the Capital Markets front office in order to establish and effective trade reporting program. This will include: daily CFTC and ESMA transaction monitoring, implementing rule changes and new products, creating test scripts, and training junior staff.
- 5+ years of overall experience and some management experience preferred
- Strong FX, Rates, and Commodities compliance knowledge
- Familiarity with data quality improvements and comfort partnering with IT
- Understanding of workflows like ISDA, Clearing, MarkitWire, etc.