A Top European Bank is currently looking for Senior Officer in regulatory compliance coverage for the Hong Kong Territory. This person will play a key role in managing regulatory and compliance risk.
Job Responsibilities
- To act as a liaison person to interact with Hong Kong regulators, mainly the HKMA and the SFC, and relevant industry associations.
To coordinate and monitor regulatory inspections, investigations, thematic reviews, inquiries, self-assessments, surveys, questionnaires and consultations to ensure timely and quality submissions. - To support the provision of regulatory and compliance advice to management on bank-wide or territory-wide matters.
- To support the Head of Compliance in organizing Compliance committee meetings.
- To assist in the planning and implementation of business continuity management programmes for Hong Kong Compliance
Requirement
- University graduate with a major in Business, Accounting, Finance or Law.
- At least 7 years of experience in the banking and financial industry and/or regulatory sector
- Proficiency in rules and regulations applicable to the banking and securities industry in Hong Kong
- Good analytical skills and judgement
- Good interpersonal skills, self-motivated with a strong sense of responsibility
As this is an urgent mandate, please do apply as soon as possible.
