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A German bank specializing in Marketplace & Transaction Banking is looking to add Senior Compliance Specialist (WpHG) to their team in Hamburg. The preferred bank of many FinTech companies, particularly lending platforms, as Senior Compliance Specialist you will work within all aspects of Compliance, utilizing your knowledge of WpHG and communicating with the BaFin.
As Senior Compliance Specialist (WpHG) You Will:
*Support and consult departments throughout the bank on compliance matters, particularly the Law on Securities Trading (WpHG), the German Banking Act (KWG), the minimum compliance requirements (MaComp) and the minimum requirements for risk management (MaRisk)
*Act as point of contact for supervisory authorities particularly the BaFin
*Further develop, implement, and monitor internal policies and procedures for Compliance topics
*Assess and analyse compliance risks and devise appropriate actions
*Ensure compliance with internal and external guidelines and regulations in accordance with best practices
As Senior Compliance Specialist (WpHG) You Have:
*Significant experience working within a Compliance function in a bank, other financial institution or management consultancy
*Demonstrable expertise in Law on Securities Trading (WpHG) and the German Banking Act (KWG)
*Bachelor/Master in Law, Finance or equivalent
*German and English fluency
As Senior Compliance Specialist (WpHG) You Receive:
*Competitive Fixed Remuneration dependent on experience and qualifications, along with performance-related pay
*Flat hierarchy and open communication
*An agile, international working environment
Interested in joining an agile German bank and becoming a Senior Compliance Specialist (WpHG) with a wide scope of responsibilities? If so, please reach out with your CV and we will be in touch!
Senior Compliance Specialist (WpHG)
- Location
- Job type Permanent
- Salary Negotiable
- Discipline Investment Banking
- Reference PR/249855_1578475033
As Senior Compliance Specialist (WpHG) You Will:
*Support and consult departments throughout the bank on compliance matters, particularly the Law on Securities Trading (WpHG), the German Banking Act (KWG), the minimum compliance requirements (MaComp) and the minimum requirements for risk management (MaRisk)
*Act as point of contact for supervisory authorities particularly the BaFin
*Further develop, implement, and monitor internal policies and procedures for Compliance topics
*Assess and analyse compliance risks and devise appropriate actions
*Ensure compliance with internal and external guidelines and regulations in accordance with best practices
As Senior Compliance Specialist (WpHG) You Have:
*Significant experience working within a Compliance function in a bank, other financial institution or management consultancy
*Demonstrable expertise in Law on Securities Trading (WpHG) and the German Banking Act (KWG)
*Bachelor/Master in Law, Finance or equivalent
*German and English fluency
As Senior Compliance Specialist (WpHG) You Receive:
*Competitive Fixed Remuneration dependent on experience and qualifications, along with performance-related pay
*Flat hierarchy and open communication
*An agile, international working environment
Interested in joining an agile German bank and becoming a Senior Compliance Specialist (WpHG) with a wide scope of responsibilities? If so, please reach out with your CV and we will be in touch!