One of the World's Leading Asset Managers are currently seeking for a Senior Compliance Officer for their headquarters in Munich.
Responsibilities:
- Assist in the development, implementation and monitoring of compliance policies and procedures
- Conduct regular compliance risk assessments and identify areas of improvement
- Ensure that all employees are aware of their compliance obligations and receive regular compliance training
- Conduct compliance monitoring activities, including regular reviews of policies and procedures, testing of controls and sample testing
- Investigate and resolve compliance issues and breaches
- Collaborate with other teams to ensure that compliance is integrated into business processes
- Provide support and guidance to the business on compliance matters
- Maintain an up-to-date understanding of regulatory requirements and developments
Requirements:
- A minimum of 3-5 years of experience in a compliance role within the financial services industry
- Knowledge of German and European financial services regulation, with experience of working with BaFin
- Excellent communication and interpersonal skills, with the ability to work collaboratively with colleagues at all levels of the organization
- Strong analytical and problem-solving skills
- A proactive, hands-on approach to work, with the ability to work independently and manage multiple tasks simultaneously
- Fluency in English and German, with additional languages being a plus
- Relevant degree or professional qualification in Law, Economics or similar field
