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Our client is a leading UK banking group operating now in Germany as a EU HQ for the wider European market. The role involves supporting both the Risk Officer and the Compliance Officer on an ongoing basis, including providing insightful, high quality analysis, advice and guidance in a specific area of risk or compliance, oversight of risk and compliance controls, assisting with daily and periodic MI and as well compliance/risk reporting to internal and external stakeholders as relevant. The role will involve deputising for more senior colleagues
Responsibilities - Risk Management
*Working with Risk Officer to deliver ongoing maintenance and annual refresh of the LBCMW's Risk Strategy, Risk Appetite, Risk Inventory and Profile, Risk Assessments and Policies.
*Helping Risk Officer to implement and monitor compliance with Risk Strategy and Risk Appetite processes and controls.
*Supporting business in escalations of material risk events and near misses.
*Assist Risk Officer produce periodic Consolidated Risk Report and assist with daily risk reporting as appropriate
*Support both Risk officer and Compliance officer in product governance initiatives and ongoing product governance processes
Responsibilities - Compliance
*Support the compliance and AML officer in the performance of day to day compliance activities, including but not limited to providing regulatory and compliance oversight and perspective over business activities
*Assist the Compliance and AML officer in tracking regulatory changes and overseeing/guiding changes to processes and controls to ensure ongoing adherence
Risk & Compliance Officer
- Location Frankfurt am Main
- Job type Permanent
- Salary โฌ90000 - โฌ95000 per annum
- Discipline Compliance
- Reference DM/511063_1575984089
Responsibilities - Risk Management
*Working with Risk Officer to deliver ongoing maintenance and annual refresh of the LBCMW's Risk Strategy, Risk Appetite, Risk Inventory and Profile, Risk Assessments and Policies.
*Helping Risk Officer to implement and monitor compliance with Risk Strategy and Risk Appetite processes and controls.
*Supporting business in escalations of material risk events and near misses.
*Assist Risk Officer produce periodic Consolidated Risk Report and assist with daily risk reporting as appropriate
*Support both Risk officer and Compliance officer in product governance initiatives and ongoing product governance processes
Responsibilities - Compliance
*Support the compliance and AML officer in the performance of day to day compliance activities, including but not limited to providing regulatory and compliance oversight and perspective over business activities
*Assist the Compliance and AML officer in tracking regulatory changes and overseeing/guiding changes to processes and controls to ensure ongoing adherence