A leading Swiss private banking group head quartered in Zurich is seeking a highly qualified regulatory compliance officer in Luxembourg. The three business lines that they manage are private banking, investment advice and asset management - with more than 3,000 employees worldwide in around 40 locations! You will be keeping abreast with all regulatory changes that may impact the bank across Europe. If you are seeking to join and lead a high growth strategic Swiss Private Bank - please do not hesitate to look further!
Key Responsibilities:
- Supervise regulatory compliance topics, especially in the areas of cross-border rules and MiFID II
- Identify all regulatory obligations that and any changes that may impact the Bank
- Oversee the maintenance of the compliance monitoring plan
- Perform 2nd line of defence controls of the compliance monitoring plan
- Ensure that the compliance monitoring framework is implemented appropriately across Europe and Luxembourg
- Advise senior management and the group on all regulatory compliance matters
- Implement internal training sessions on all regulatory systems
Profile:
- Strong knowledge of Luxembourgish and European regulatory laws and regulations
- 5+ years' experience in a similar compliance/regulatory role
- Experience in project management and regulatory changes
- Fluency in English, and any other language is an asset
- Ability to work independently and in a team
- Flexibility and ability to work with set deadlines
