RESPONSIBILITIES:
* Managing a portfolio of clients regulated by the SFC, SEC and other global regulators
* Preparing compliance manuals and other related policies and procedures
* Setting up the compliance infrastructure and assisting ongoing compliance monitoring
* Undertaking periodic compliance monitoring reviews at client premises
* Writing compliance monitoring reports
* Managing regulatory filing and reporting schedules
* Providing ad hoc regulatory advice and creative solutions
* Updating clients on regulatory change
* Networking and relationship building with industry professionals and industry bodies
REQUIREMENTS:
* Proven experience in a compliance role, for example within an SFC regulated firm or a compliance consultancy practice
* Detailed understanding of SFC, SEC rules and regulations
* Understanding of the financial services industry i.e. asset management and broking sectors
* Broad understanding of the alternative asset management industry
* Ability to work on own initiative and as part of a team
* Client facing, solutions focused skills
* Clear, logical thought processes, ability to make decisions and articulate these clearly
* Strong English oral and written communication skills
* Time management skills and ability to work within deadlines
* Solution-driven and problem-solving attitude
* Legal or audit background would be useful