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Head of Compliance
Frankfurt
One of the world's largest Banks is looking for a Head of Department to join their team in Frankfurt. The bank operates internationally and provides a full range of financial services throughout EMEA, APAC and the Americas. The organisation is looking for a head of department to come in and bolster the growth of the department.
The Head of Department will have had previous experience leading teams, demonstrating clear leadership and management skills, while having leveraged success throughout their prior roles. The ideal candidate will also have a firm grasp and AML, CTF and regulatory compliance, and leading the department in policy writing and documentation, implementation and drafting of internal compliance policy while satisfying the external regulators, and ideally have a decent grasp of legal topics.
Key Responsibilities:
*Flawless understanding of CTF, AML and regulatory compliance subjects
*Checking of contracts with external and internal parties - satisfying both internal and external regulators in a mutually agreeable way
*Legal consulting of the management on compliance subjects
*Participation in and leading of bank internal projects such as reports and internal education
*Legal risk analysis, understanding of KYC topics, high risk clients and reputational compliance
*Monitoring of compliance with applicable laws and organisational requirements, bearing in mind group-wide compliance guidelines
*Documentation of surveillance activities
*Participation in the maintenance of the organisation handbook of the German arm of the bank
Desired Skills and experience:
*Degree in either Law, Economics or Finance
*Excellent English and German skills (native requirement)
*Prior experience in a similar field is preferred
*Team oriented, loyal, diligent and reliable
*Excellent IT skills
If you are interested in this position - or others like it - please contact William Fox to find out more information about the application process and next steps. Reachable under the following numbers.
+49(0)30726211419 +447999322230
Junior Compliance Officer
- Location Frankfurt am Main
- Job type Permanent
- Salary Negotiable
- Discipline Compliance
- Reference PR/255999_1583772600
Frankfurt
One of the world's largest Banks is looking for a Head of Department to join their team in Frankfurt. The bank operates internationally and provides a full range of financial services throughout EMEA, APAC and the Americas. The organisation is looking for a head of department to come in and bolster the growth of the department.
The Head of Department will have had previous experience leading teams, demonstrating clear leadership and management skills, while having leveraged success throughout their prior roles. The ideal candidate will also have a firm grasp and AML, CTF and regulatory compliance, and leading the department in policy writing and documentation, implementation and drafting of internal compliance policy while satisfying the external regulators, and ideally have a decent grasp of legal topics.
Key Responsibilities:
*Flawless understanding of CTF, AML and regulatory compliance subjects
*Checking of contracts with external and internal parties - satisfying both internal and external regulators in a mutually agreeable way
*Legal consulting of the management on compliance subjects
*Participation in and leading of bank internal projects such as reports and internal education
*Legal risk analysis, understanding of KYC topics, high risk clients and reputational compliance
*Monitoring of compliance with applicable laws and organisational requirements, bearing in mind group-wide compliance guidelines
*Documentation of surveillance activities
*Participation in the maintenance of the organisation handbook of the German arm of the bank
Desired Skills and experience:
*Degree in either Law, Economics or Finance
*Excellent English and German skills (native requirement)
*Prior experience in a similar field is preferred
*Team oriented, loyal, diligent and reliable
*Excellent IT skills
If you are interested in this position - or others like it - please contact William Fox to find out more information about the application process and next steps. Reachable under the following numbers.
+49(0)30726211419 +447999322230