One of Boston's largest Hedge Funds is looking to add to their Trade Compliance team.
Responsibilities
- Work closely with foreign exchange, fixed income, portfolio management, and reference rate staffs to critically review key trading compliance items for these business areas
- Perform compliance testing for business requirements that are subject to supervisor review on a regular basis and document results in order to ensure transparency for the 2nd line of defense
- Develop analytical tools and reports to support and facilitate trading compliance assessments
- Periodically review the existing trading compliance program to realign resources and scope as the nature of trading compliance and operational risks evolve over time
- Develop trading compliance procedures and supporting analytical tools for new operations as needed
- Communicate with senior business owners regarding compliance issues and work with staff to resolve identified concerns
- Work with technical staff to develop data reports and reporting tools as required to support trading compliance reviews
- Periodically brief 1st and 2nd line of defense managers on observed trends and emerging compliance issues regarding trading activities
- Liaise with 2nd line of defense compliance staff to address 2nd line concerns
Qualifications:
- Bachelor's degree in business, accounting, economics, finance, public policy, or related discipline
- 3-7 years experience in the asset management industry with operations or compliance experience
- Experience working in teams to deliver high-quality products and projects containing complex analysis under tight timeframes;
- Background in audit and/or compliance preferred with strong project management skills and attention to detail
- Working knowledge of fixed income and foreign exchange markets and regulatory compliance concepts preferred complex subject matter in a concise, articulate, and insightful manner
