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Role: Head of Compliance
Location: Frankfurt
An American financial institution with arms in investment banking, capital markets, asset management and direct investing, is looking for a Head of Compliance to join its team in Frankfurt. With over $40 billion USD in assets and offices around the world, the firm is growing its German base. As Head of Compliance you will also be MLRO, running the Compliance functions as a one man/woman show and overseeing the AML/AFC framework.
As Head of Compliance You Will:
*Build and implement Compliance initiatives
*Have oversight over other European satellite offices
*Act as main point of contact with regulatory authorities including the BaFin
*Advise other corporate functions on all matters relating to Compliance
*Manage day-to-day operation of Compliance function
*Keep up-to-date with Compliance and Regulatory requirements
*Develop and conduct general compliance training for Front Office
As Head of Compliance You Have:
*Extensive regulatory knowledge and experience with regulatory bodies, including the BaFin
*Background in investment banking
*Proven experience with fixed income or equities products
*German and English fluency
As Head of Compliance You Receive:
*Competitive Remuneration dependent on experience and qualifications
*High degree of autonomy and responsibility
*International, multicultural working environment
Interested in working for a top American financial institution and taking on a Head of Compliance role with a high level of autonomy over your work? If so, please reach out with your CV and we will be in touch!
Contact Person: Rosie Thomas at Selby Jennings
Head of Compliance
- Location Frankfurt am Main
- Job type Permanent
- Salary Negotiable
- Discipline Compliance
- Reference PR/255322_1588069934
Location: Frankfurt
An American financial institution with arms in investment banking, capital markets, asset management and direct investing, is looking for a Head of Compliance to join its team in Frankfurt. With over $40 billion USD in assets and offices around the world, the firm is growing its German base. As Head of Compliance you will also be MLRO, running the Compliance functions as a one man/woman show and overseeing the AML/AFC framework.
As Head of Compliance You Will:
*Build and implement Compliance initiatives
*Have oversight over other European satellite offices
*Act as main point of contact with regulatory authorities including the BaFin
*Advise other corporate functions on all matters relating to Compliance
*Manage day-to-day operation of Compliance function
*Keep up-to-date with Compliance and Regulatory requirements
*Develop and conduct general compliance training for Front Office
As Head of Compliance You Have:
*Extensive regulatory knowledge and experience with regulatory bodies, including the BaFin
*Background in investment banking
*Proven experience with fixed income or equities products
*German and English fluency
As Head of Compliance You Receive:
*Competitive Remuneration dependent on experience and qualifications
*High degree of autonomy and responsibility
*International, multicultural working environment
Interested in working for a top American financial institution and taking on a Head of Compliance role with a high level of autonomy over your work? If so, please reach out with your CV and we will be in touch!
Contact Person: Rosie Thomas at Selby Jennings