Job Responsibilities:
- Provide advice on compliance, regulatory and policy with special focus on product suitability
- Ensure the polices and procedures are in place
- Update new policies in response to regulatory drivers
- Handle ad hoc tasks assigned by Head of Business Advisory Compliance
Job Qualification:
- Regulatory advisory experience in Private Wealth Management compliance
- 10+ years relevant HK regulatory compliance experience in investment bank or securities regulatory authority
- Experience in surveillance, operational flow of products and system knowledge is an advantage
- Speck fluent English, Mandarin and Cantonese