A tier 1 American Investment Bank is looking to add a Director of Compliance Audit to manage a portfolio of Audits. This role will offer broad exposure across a breadth of business functions, legal entities, and product lines. This individual will operate as the Auditor in Charge and main point of contact and will report to the Chief Auditor of Compliance.
The ideal candidate will have 15+ years of experience in Internal Audit, strong leadership skills as you will manage a team of Audit Managers through the Audit lifecycle, and strong Internal Audit background are preferred.
Responsibilities:
- Act as Auditor in charge and main point of contact, managing a portfolio of Audits across a breadth of legal entities, product lines and business functions
- Support a team of Audit Managers through the Audit lifecycle
- Provide independent Assurance of Audit design/operating effectiveness across a regional or global area
- Contribute to the improvement, management, reporting, measurement and identification of the Internal Controls environment
- Support and endorse other business functions to improve Audit processes/coverage
Qualifications:
- 15+ years experience in Internal Audit
- Certifications are preferred (CIA, CFA, CPA, CISA, etc.)
- Demonstrated experience leading others
- Extensive Knowledge of U.S. rules and regulations
- Strong communication skills