Role: Deputy CCO
Location: Amsterdam
Salary: Competitive and candidate dependent
Reporting To: Global CCO, Amsterdam
A global prime brokerage venue is seeking a deputy CCO, to provide regulatory advice, oversight and compliance monitoring to senior management within the Netherlands. Our client have recently been been granted registration as a digital asset firm in the UK by the FCA and are currently in the process of authorisation with the AFM. On top of this, they have recently raised 70 million in Series A funding.
The Candidate:
* 7+ years of compliance experience within the financial services space
* Solid understanding of prime brokerage and futures business lines
* Strong knowledge of regulatory compliance obligations/rules
* Crypto Experience is a bonus
* Excellent stakeholder management skills, both internally and externally
* Strong organizational and presentation skills
* Analytical and problem-solving skills
* Fluency in English, and Dutch is a bonus
The Role:
* Act as a strategic advisor to senior management on all compliance matters relating to the Dutch entity
* Reporting to the local regulators (AFM & DNB)
* Provide advice on any changes required to documentation/product flows in order to comply with applicable law or forthcoming regulation (e.g. AMF rules, EU EMIR, EU MIFID etc)
* Represent the institution in all trade associations internally/externally
* Assist in the development, implementation of the compliance monitoring program, policies, procedures and internal controls
* Provide guidance and advice on regulatory matters across the business
* Serve as SME for new and upcoming regulations and drive awareness and implementation efforts and share your knowledge proactively
* Implement compliance training programs
* Develop a robust compliance culture