Our client is a leading securities house seeking to establish its Private Banking Arm and we are hiring a Head of Compliance to be based in the Singapore office. The ideal candidate will have proven experience within Private Banking Compliance.
This role will provide high visibility within the business, and the candidate will work closely with the Senior Management team. Our ideal senior compliance candidate for this Head of Compliance role should have at least 8-10 years of experience in compliance work gained from private banks or wealth management firms. In addition, the senior compliance candidate should have good experience with regional regulatory requirements.
Responsibilities:
- Develop, implement, and ensure the effectiveness of all compliance programmes, policies, and procedures
- Provide compliance advisory to the relevant business units and senior management
- Conduct compliance reviews and monitoring, working closely with the regulators
- Provide guidance to senior management on the latest regulatory developments
- Spearhead training and update relevant policies when there are changes to the regulatory landscape
Requirements
- At least 8+ years of experience in compliance within the banking industry
- In-depth knowledge of regional regulatory functions within the banking industry
This is a great new opportunity for compliance candidates looking to work closely with the senior management and business, and autonomy to run the compliance function.
We invite all experience compliance candidates who are keen to join this leading global bank to please send your applications to us for a confidential discussion.
Selby Jennings is a Trading Style of Phaidon International (License number 16S8194)