An Exciting Asset Manager specialised in alternative assest classes are currently seeking for a Compliance Officer for their Frankfurt Office.
- Group-wide procedures are created, monitored, and put into action to comply with legal requirements in Germany and Luxembourg.
- Creation of decision-making models and action suggestions for the board of directors.
- Putting preventive measures into action and conducting compliance checks.
Company representation before BaFin, CSSF, and outside auditors.
- In the context of process optimization and regulatory changes, the point of contact for investment teams, sales, client solutions, and back office departments.
- Must be able to train employees.
- Someone who has successfully finished a degree program at a university in finance, business, law, or a related field.
- Someone coming from a background within asset management, a consulting firm, a financial service provider, or a bank.
- Fluency in both German and English.
- Someone who is open minded, team orientated and loyal.
- Someone with very good analytical and communication abilities.
- Knowledge of legal and regulatory requirements.