A leading digitally driven industry platform for the Global Asset Management Industry and one of the largest third-party management company in the world is seeking a motivated Compliance Officer. This company is well trusted by leading asset managers, pension funds and wealth managers, insurance companies globally, to manage governance, compliance, regulatory, and substance requirements.
Responsibilities:
- Compliance and regulatory matters
- Advising as an UCITS ManCo and AIFM
- Represent compliance function in local, wide working groups and project teams
- Contribute to compliance monitoring plan
- Collaborate with the oversight teams to provide analysis of third parties for all compliance related matters and support the on-boarding and due diligence process of investment managers, distributors, and other delegates.
- Active contribution in developing the local compliance team (training, participating in audits)
- Develop a robust compliance culture
- Regular review of the compliance policies and procedures to comply with the relevant regulations
- Monitoring and identifying regulatory changes and implementation
Required background and skills:
- 3-5-years experience as a compliance officer in Luxembourg
- Excellent understanding of the legal and regulatory requirements in Luxembourg for UCITS
- Outstanding written and oral communication skills
- Excellent competency to analyse complex compliance and regulatory issues
- Ability to align individual working style with the needs of clients and the business functions
- Proactive team player, with the ability to anticipate emerging risks