Currently employed in the Compliance Division of a reputable Private Bank in Singapore
Around 8 years Regulatory compliance experience in the Private Banking
Strong familiarity with the SFA and FAA and other relevant legislation and MAS Notices and Circulars
Working closely with business unit personnel and respective policy owners, to provide advice and support to all of the Company's businesses and support functions on compliance related matters.
Give input on transactional issues, for both existing and new business initiatives and products.
Manage regulatory matters which are on-going.
Revise company existing Compliance Rule in line with Head Office policies and procedures.
Liaison between front office and compliance functions.
Provide constructive advice and proposals to Business side and Management in order to improve effectiveness and efficiency of business on perspective of Compliance.
Maintain unified understanding and opinion for all businesses on legal and compliance perspectives with the Head Office.
Support to make necessary documents of various agreements and contracts for all businesses.