Job Responsibilities
- Review and update compliance policies and procedures
- Drive and manage compliance related projects
- Act as a subject matter expert on relevant regulations and policies
- Advise management and employees on compliance matters and keep informed about regulatory developments
- Provide advice and influences to business functions on implementation of solutions aligned to regulatory risk appetite based on an understanding of business operations and stakeholder needs
- Liaise with regulatory authorities on compliance related enquiries (SFC, SEC, MAS, CFTC, NFA)
Job Requirements
- Bachelor degree holder in finance, accounting, or business administration
- At least 5 years of buyside compliance experience
- Extensive experience in working with SFC, MAS, and SEC